DISCLOSURE STATEMENT for RAJA VENKATESH
Director/Insurance adviser at MAXWELL FINANCIAL SERVICES LIMITED
Email: firstname.lastname@example.org Phone: 09 215 2423
Mobile: 021 109 1423
Address: 81 Gardner Avenue New Lynn Auckland 0600
It is important that you read this document.
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What sort of adviser am I?
I am a registered, but not authorised, financial adviser. I can give you advice about category 2 financial products such as life insurance, health insurance, risk insurance, consumer credit contracts, home loans, mortgages, and other insurance products.
I specialise in the area of personal risk management and life insurance. I have worked in the Banking Industry for 10 years and have the necessary skills and education to provide the correct advice to clients. This is why I have specialised in providing Insurance advice to clients solely. Below is an overview of my work experience in banking over the last 10 years:
- Customer Service consultant
- Banking Adviser
- Business Development Consultant
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so I can try to fix the problem. You may contact our internal disputes service by Financial Disputes Resolution Scheme by emailing email@example.com, telephoning
0508 337 337 ,fax 04 918 4901 ,or writing to Freepost 23107 POBox 2272 Wellington 6145.
If we cannot agree on how to resolve the issue, you can contact Financial Services Complaints Limited. This service will cost you nothing, and will help us resolve any disagreements. You can contact Financial Services Complaints Limited by emailing firstname.lastname@example.org ,calling on 0800 347 257 or 04 472 3725, or in writing to P.O. Box 5967, Wellington 6011.
How am I regulated by the Government?
You can check that I am a registered financial adviser at http://www.fspr.govt.nz.
The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under “What should you do if something goes wrong?”).
I, RAJA VENKATESH, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers
(Disclosure) Regulations 2010.
Signed: _Raja Venkatesh _____________________________
This Disclosure Statement, was prepared on 01/02/2017
What sort of Adviser am I?
A. I am a specialist personal risk adviser and can provide advice as well as transactional services relating to life, disability and medical insurance. I can also provide you a transactional service for mortgages.
B. I am a specialist personal risk adviser and can provide advice as well as transactional services relating to life, disability and medical insurance.
Financial Services Complaints Limited
Phone: 0800 347257 or 04 472 3725
Fax: 04 472 3728
Postal Address: PO Box 5967, Wellington 6011
Insurance and Savings Ombudsman Scheme
Phone: 0800 888 202 or 04 499 7612
Fax: 04 499 7614
Postal Address: PO Box 10-845, Wellington 6143
Banking Ombudsman Scheme
Phone: 0800 805950
Fax: 04 471 0548
Postal Address: Freepost 218002 PO Box 25327 Featherston St, Wellington 6146
Financial Disputes Resolution Scheme
Phone: 0508 337 337
Fax: 04 918 4901
Postal Address: Freepost 23107 POBox 2272 Wellington 6145